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READER'S
FORUM
ESPAÇO
DO LEITOR
|
number
/ numero 4, Vol I, May / Maio 2003
Cultural Psychology in
South Africa: A Position Paper
Carol
A Macdonald
School of Education
University of the Witwatersrand
Johannesburg, South Africa
macdonaldc@educ.wits.ac.za
The most viable paradigm
for conducting education-related research in
a developing country such
as South Africa is that of
socio-historical-cultural
psychology - where I take a position similar
to that which Cole (1996)
set out - more widely known under the rubric of
Cultural Psychology.
To date this paradigm has
been able to clarify how unalike people act
differently in their own
situated contexts. The effects of mediated
learning in context, an
important unit of analysis for the discipline,
have been seen in literacy
and learning contexts.
Although the paradigm is
burgeoning, to date, we have a paucity of
accounts in the theory's
classical mould of learning in formal
contexts, a context that
Vygotsky regarded as a rich laboratory, and this
paper attempts to highlight
some local thinking in this area. The main tenets
of a socio-cultural historical
approach are set out, followed by a
description of mediation
in different literacy contexts. I then go on to look at
the concept of the Zone
of Proximal Development on two accounts, the
nature of internalisation,
social practices, motives, beliefs and
goals, and indigenous pedagogy.
Key Terms: Vygotsky,
socio-cultural historical psychology, mediation,
literacy practices, the
Zone of Proximal Development, internalisation, motives
beliefs and goals, social
practices, indigenous pedagogy.
Cultural Psychology seems
to have taken the imagination of people in
two different types of places.
The first is in developing contexts:
attending the centennial
conference in Geneva in 1996, it seemed clear
that the Piagetian view
still captured the imagination of the developed
world, while developing
or marginalized countries were interested in
the possibilities of a Vygotskian
approach. In the psychological and
education literature though,
the possibilities of a Vygotskian approach
for developing different
understandings of education, for example in
minority and specialised
education, is evident. In South Africa, the
Vygotskian view is favoured
more in education-related psychology, and
so for example, the use
of normative (IQ-type) tests is now forbidden
in schools. One of the consequences
of this focus is that some of the
interesting metatheoretical
questions about the psychological paradigm
have received relatively
little attention. The orientation of the
School of Education where
I work is towards metatheoretical questions, and
therefore I hope to show
something in this paper of how theory informs
practice and how I try to
make sense of practice with the tools of
cultural psychology.
In the main sections of this
paper, some the central tenets of
socio-cultural psychological
theory are examined, to specific ends. The
notion of culture itself
has to be properly considered in relation to
the other components of
the classical theory of Vygotsky. The notion of
mediation has very many
interesting nuances; the notion of zone of proximal development, probably
the best known of all the concepts, needs to be tightened up
(and loose usages seen for
what they are); many interesting
pedagogical questions reside
around the definitions mentioned. The
concept of internalisation
needs constant re-examination; however, we
do need to allow it in if
we are going to give an account of the
motives, beliefs and goals
operating in important social situations. Inert and
generative learning are
examined, and example from indigenous
pedagogy provided.
We hope that the productivity of sociocultural
historical psychological
theory will have been illustrated.
The main characteristics
of a socio-cultural historical psychology
The main characteristics
of a socio-cultural historical psychology
(following Cole 1996:104
and 108-110) to which I would subscribe
appears "conservative";
this is because I would want to push the
classical theory of Vygotsky
(1962, 1978, 1987 et passim) as far as it
would go, without including
concepts that might contradict with the
axioms of the original.
It would include the following, which are
addressed in the body of
the paper, although not all at equal length,
nor in equal depth:
1. The notion of a
unit of analysis: while general
psychology
has the unit of analysis as the individual,
socio-cultural
historical (SHIC) Psychology has the notion of
mediated
action in context. Mediated action becomes
internalised
into intrapsychological processes, where the social
character
of the former is transformed into a structure and
function
in the latter.
2. Human mediation
occurs through artefacts, which may be
broadly
differentiated into tools (material artefacts) and
psychological
tools, specifically related to higher psychological
processes
such as language, voluntary attention, voluntary memory,
and
ultimately, consciousness.
3. Following upon this,
it assumes that individuals are active,
they
are agents in their own development, but do not act in
settings
entirely of their own choosing. This means that although
the historical
and social contexts are important they do not
completely
determine the nature of human action.
4. In contrast to general
psychology, socio-cultural historical
psychology
rejects unilateral cause-effect, stimulus-response,
descriptive
science in favour of a science that emphasises the
emergent
nature of mind in activity, and acknowledges a central
role
for interpretation in its explanatory framework. Insofar as
cross-cultural
psychology is a proper subset of general
psychology,
the problematic nature of the relations between these
two specific
domains of enquiry will hold true as well.
5. It draws upon the
methodologies from the humanities as well
as from
the social and biological sciences. In its original
intention,
it is fundamentally a social (critical) theory.
6. It seeks to ground
its analyses in practical, everyday life
events.
(To this extent, much of its application may be seen as
outside
the domain of formal education per se.) This affords the
possibility
of superseding the duality of materialism versus
idealism:
“it is in activity that people experience the
ideal/material
residue of the activity of prior generations” (Cole
1996:110).
However, there may be a necessary duality running
through
from the classical theory.
7. It assumes that
mind emerges in the joint mediated activity of
people.
Mind is in an important sense co-constructed.
Nevertheless,
the co-construction is generally presumed to
move
from the more able to the less able, in the classical
definition
of the Zone of Proximal Development.
8. It insists on the
centrality of the genetic method understood in
broad
terms to include historical, ontogenetic (developmental)
and microgenetic
levels of analysis. We may then understand
enculturation
as the entire pool of artefacts invented and
reinvented
by the social group in the course of its historical
existence.
Culture is “history in the present” (Cole 1996:110).
In this paper, all the above
postulates are discussed in some way,
although they are not taken
up in any linear order.
The notion of Cultural Psychology
(CP) has to be explicated, for it is
commonly assumed in South
Africa to refer to Cross-Cultural
Psychology, to which it
stands in radical opposition. Cross-cultural
Psychology compares the
behaviour of individuals on specific tasks or
tests, and then generalises
the findings to the culture, for example,
preferred learning styles.
The tasks are inevitably tasks from
western-type situations
( although this is not always so). It therefore
can be seen to have a western,
individualistic, orientation. It takes
culture to be the “independent
variable” - in other words, it means that your
culture causes you to behave
in certain ways - where the “dependent variable”
would be your score on a
task, for example. As part of mainstream
psychology, quantitative
methods of analysis may be applied to your
data. In cross-cultural
psychology, the individual person is treated
as having a disembodied
mind, for the purpose of cognitive functioning,
and regards emotions as
aspects of mind, too. In theoretical terms, we
may say that the unit of
analysis in cross-cultural psychology is
individual cognitive functioning.
Mainstream psychology does
not attempt to account for culture per se,
restricting itself typically
to individual performance. The fact that
Cross-Cultural Psychology
generally works within a quantitative
paradigm, and uses inferential
(rather than descriptive) statistics is
one of the strongest points
of contrast between the two paradigms, and
fundamentally prevents them
from coalescing. This said, it is clear
that a qualitative approach
to psychological research is gaining ground,
with many writers also claiming
to use ethnographic research (a
cross-disciplinary phenomenon).
Less obvious to general psychology is
the dichotomy between the
individual and social as units of analysis.
The traditionalist view
of social psychology, dominant until the last
three decades, was that
social psychology is the study of individuals within
groups; the nature of the
social was then not at issue. More recently,
with the rise of the star
of cultural psychology, it is the nature of
the social that has come
into focus.
Taking the above description
point by point, we might say briefly about
Cultural Psychology the
following. In Cultural Psychology,
western-type individualistic
psychology is not the departure point.
Although the origins of
CP are historically in German Psychology
(with the project having
been set by Wundt, the founder of modern
psychology), the resurgence
of interest over the past 25 years has
been primarily due to the
work of Vygotsky, and the developments
of the neo-Vygotskians (e.g.
Cole, Valsiner and Wertsch, for the present
purpose). The notion of
culture is more generally identified with the
context, situation or activity,
but certainly at the social rather than
the individual level.
It may look at tasks indigenous to a situation, for
example, learning to weave
as an apprentice to a master weaver, but
may be applied to very familiar
educational tasks, such as learning to
read in a remedial, group
context. Although this paradigm may work
with simple descriptive
statistics, generally the approach is to work
qualitatively, and ethnographic
methods and an interpretive approach
have been borrowed from
anthropology, at least in the application of
the concepts.
The notion of unilateral
causality is de-emphasized, and culture is
seen for example, from the
perspective of “shared meanings”. The unit of
analysis is seen as mediated
action in context and action and
situation are seen not to
be separable, each contributing to the other.
Working with contexts
rather than simple causality models
There are reasons to reject
a positivist type causal explanation of
individual behaviour. Let
us assume that the "phenotype" of individual behaviour
is determined partly by
structural constraints operating at that level,
but determinism is partially
offset by what has been traditionally descibed
as the impetus of free will.
Let us give an example here:
the fairly recent studies about how people
can profoundly effect the
course of various serious conditions or illnesses
by their attitudes-their
will to live, their capacity to visualize themselves as fighting the illness.
The example of Christopher Reeves, “Superman”, is apposite here.
However, he must be also understood in a particularly supportive social
context
(his family), a culture
which does not discard him as useless, and the historical-institutional
fact of a highly developed medical science.
In the same way as we can
explain somebody’s prognosis by reference
to the possibilities intrinsic
to the situation (and the person's preferences), to a
more complex description.First
we would have to look at the constraints
and possibilities operating
at all levels of context; then we have to allow that the
possibilities (and preferences)
and constraints of one context with the
possibilities/preferences
of another: and not necessarily only the adjacent context as
diagrammatically represented
in Figure 1, although we should allow for a
certain level of embeddedness
(for example, the historical-institutional
constraints of children
at boarding school). We should also allow for multiple
constraints operating at
a particular level of embeddedness. So, for
example, we may attribute
the resistance (continuing occurrence in the
face of multiple pressures)
of rote learning without meaning in African
formal classroom learning
to, a lack of understanding of the nature of
generative learning, the
high value traditionally laid on the
remembering of orally-transmitted
knowledge, the preserving of relations of
authority, to a pre-eminent
historical learning in context, the fossilization of
learning skills instilled
in missionary education, classroom organisation
(furniture and layout),
a lack of exposure to viable alternatives.
These would seem to include
all layers of context, and require the extra
layer of history to be added.
So, a cultural psychology
would need to wrestle with all these in a
description, remembering
that our own constructions would be partly a
function of a meta-level
construction of the subject and the object.
As with post-modern anthropologists,
we too, have to place to the fore, where
we are coming from, and
how that shapes what we are interested in,
and how our descriptions
might look.
The notion of culture
The anthropologist Geertz
(1973) sees culture as a “system of shared
meanings”. Culture
is seen by Valsiner (1995:7) as the “systemic
organisation of semiotic
and historical psychological processes in
their different manifestations”.
Valsiner’s definition alerts to the
importance of semiotic processes.
Cole (1995:31), retaining
more concepts from traditional
psychology, sees culture as the
specifically human medium
with which the sources of development that
underpin traditional developmental
theories (nature-nurture,
biology-environment, individual-society)
interact to produce
development. More pointedly,
Cole has also explained culture as being
history in the present.
Bearing in mind my own previous work (specifically in
a South African context),
I would see culture as the specifically human
medium in which the generative
mechanisms of development contribute to the construction of shared meanings.
It is clear that cultural
constraints exist in children’s futures; they
are born into a culturally
structured world. The cultural constraints perceived
to exist in adulthood are
transformed backwards into palpable material
constraints at birth.
This process is called prolepsis (beautifully
elucidated in Cole 1996).
This is the representation of a future or
past state being presently
existing. Considering the range of cultural
constraints inherent in
different situational contexts in South Africa,
the notion of prolepsis
cannot be lightly discounted. But in opposition to
the notion of constraints,
lies the notion of possibilities; we might say
that different situations
open up particular possibilities for action, as
well. (Furthermore, the
ideas in any instance of prolepsis may be slightly
inaccurate, given the speed
of change in the late 20th and early 21st
centuries) Looking at the
constraints and possibilities inherent in
different situations then
becomes a valid research enterprise. Cultural
Psychology may also be more
broadly described in terms of an interest
in preferences and constraints.
Mediation: The Plumb Centre
of the Theory
An important aspect
of Cultural Psychology is the historically
important psychological
observation that although individuals may act directly in
relation to the environment,
the central fact of being human is that we
also have a reality which
is mediated to us by other people, caregivers
in infancy, and “important
others”, later. Mediation is principally
employed to give meaning
to actions. Mediation is in essence
semiotic--that is, having
to do with systems of signs and symbols, such
as language, which may be
directly used, or indirectly in the form of
media such as books. Others
help us to build up an interpretation of
the world, and, in different
contexts, different interpretations are built
up. So, for example, the
act of conception, the bearing and delivering of
children are not purely
biological, but are also imbued with meaning.
The way we do things, though,
is often transparent, and
taken-for-granted.
So, for example, we may take for granted that
mothers deliver their babies
lying or sitting, and are therefore
brought up short at the
image of a mother bending over a suspended horizontal
pole and using that to bear
down with. People in monocultural
situations are more likely
to take the way they do things for granted-cultural
diversity brings a realisation
(but not necessarily a tolerance) that
things may be done in different
ways.
Historically, South Africa
was notorious for reifying the difference
between cultures, and trying
to prevent the inevitable process of
change. As a white South
African, I have had direct experience with
speakers of other colonial
languages (for example, Portuguese),
Afrikaners (who are historically
of Dutch descent), people from England
and Scotland, people of
ancient blood (San), people of Asian descent
(what was historically India),
people of three different African
backgrounds (specifically,
Basotho, Batswana and Venda) as well as
of different educational
systems and policies, the sum total of which
should have sharpened one’s
perceptions of differences as well as the
implications of these.
It is in the nature of culture
as a system that it will be characterised
both by conservatism as
well as by change, in practices (Barratt, 1984). If
cultures were to change
at the whim of the moment, much systemic and
personal meaning would be
put at risk. The stable, systemic aspect
allows individuals to act
in stable ways in going about their daily
business. But both
individuals and cultures are vulnerable to change;
in any unique act, an individual
may contribute her own new meaning
through idiosyncrasy and
creativity, which is ever-present to persons.
Cultures may change, also
through their own ways, and sometimes in
unpredictable directions.
Cultures may change (or possibly fossilise,
a movement in itself) when
they are under external duress or simply by
being lured. For example,
when feeling the need to maintain an
identity, or, when mediational
means such as computers and television change
the way we organise our
recreational and/or work time. I have also
(Macdonald 1999) analysed
educational systems as particular
instances of cultural systems-subject
to the same constraints and
possibilities as the latter.
When cultures are under tremendous
pressure, when there is a swift
social transition such as
rapid urbanisation, traditional ways of being
become diminished in value
(grandfather isn’t even there to consult,
and even if he were, he
might be baffled too). Both preferences and
constraints are put under
threat. With regard to the former, ends,
goals, values, tastes, desires
and ideals may disintegrate before new forms
emerge; with regard to the
latter, means, information, resources,
causal beliefs, abilities
and dispositions are also vulnerable to
disintegration before there
is a reconstruction. In the South African situation for
example, because of the
disintegrative effects of previous policies on
family life, it may be thought
that women have had to take on an extra
heavy burden as the carriers
of conservative cultural mores. In this
way they are seen perhaps
as “more reliable”, while men have been freed
into roles that do not readily
reconcile with those of a father-and
thereby perhaps being seen
as “less reliable”. This continues despite the fact
that the possibilities for
having a “family life” (in South Africa) in
the fullest sense are now,
once again, becoming more real. The logic of
everyday life is completely
altered, when you live in a place which you
do not own in any sense
of the word, when you do work which is
available, rather than what
one might have preferred, and where “home”
far away, and provides only
a frail thread of meaning in the form of
funeral societies, which
operate in suburbs, to bury people in the
place they call “home”.
As if to confuse the cognoscenti, urban dwellers may
call their city home the
place where they “live”, and their historical
homes, the place where they
“stay”. The children who enter school from
squatter camps have little
to bring with them, and the teachers may
find their behaviour to
be chaotic, though not necessarily destructive.
Mediation in Two Different
Literacy Contexts
For Vygotsky, the central
fact about human beings is that they
constantly mediate to each
other. This is the central fact of human
existence, from the day
of birth. So, for example, whether they make
eye contact with their infants
is important, and whether they hold them
facing others or towards
the mother is also important (Ratner 1991).
Holding babies outwards
to face others then, is supposed to be the
norm in communal-oriented
societies.
In this section, I use principles
of mediation as an organising
rubric to understand the
nature of literacy practices in two different
local communities.
In Maintown teachers are
well educated, even though they may not have
a university education.
They are highly skilled in teaching the three Rs,
use reading, and maths schemes
with expertise, for example. The teachers
are likely to speak English
as a mother tongue (or the cognate language, Afrikaans). In Ntsha Tsela
the teachers are very poorly educated at school level and badly trained
at tertiary training colleges. Given this, and the fact that they
generally don’t teach in
their mother tongue-the quality of their teaching and
their professional judgment
is badly affected (Macdonald, 1990a-e).
Children may be looked after
at home by their grandmothers, who take
principal responsibility
for their schooling, despite the fact that
they may not be able to
speak English-the preferred medium of instruction for
their grandchildren. Forty
percent of people are still illiterate, and
this means that caregivers
do not really have access to reading materials in
the African languages. Parents
and grandparents see their native
language as properly at
place in the home.
The second aspect is the
materiality of mediational means: in
Maintown, the classrooms
are well-appointed, and adequately supplied
with books, paper, writing
materials, overhead projectors and the
school may even have a media
centre. In Ntsha Tsela, the classes are
very badly appointed.
There is very little careful stewardship of what
there is or was. The
classes overcrowded, even though there is a
legally binding teacher-student
ratio, and desks and chairs broken.
Writing books are dog-eared
and textbooks are tatty or non-existent.
The children may not even
have pencils; the teachers are likely to keep
the state supply of
pencils under lock and key-curiously inaccessible
to the children. There
is a regular scrum when a pencil sharpener
appears, and children tend
to bite their pencils to share with friends,
and then to sharpen them
with their teeth.
The multiple goals of action:
In Maintown many teachers teach in order
to supplement their family
income, or perhaps as the source of a single
parent income. Mostly, teachers
have chosen teaching as their
profession. They are nevertheless
prone to professional
disenchantment as their
colleagues are, worldwide. In Ntsha Tsela
teachers often have a second
job, because they were badly paid in the
past. In the last 20 years,
teachers’ pay across qualifications has
been rationalised, but there
is a large residue of teachers in the system
who came in with very low
qualifications.
Mediational means have developmental
paths: Schools’ mediational
means have changed significantly
over the last generation. In Maintown,
pen and ink have been replaced
by ballpoint pens. Outdated readers
have been replaced by modern
children’s storybooks. Schools all
aspire to have a computer
laboratory; if not, there may be a
classroom-based computer.
Children have wide access to computers
at home, and may be able
to carry out sophisticated computer-based
research for school projects.
In Ntsha Tsela, very little has changed
in the mediational means-children
may not have pencils, let alone pens.
Stationery may be supplied
by the state, and the textbooks which arrive
at the school may not be
the ones which the teachers ordered.
Generally, the availability
of resources has improved but it is not
stewarded properly. Any
half-decent materials are locked away from
the children and not used.
The books the children carry around with
them are dog-eared and dirty:
university students bring this habit of a
lack of respect for literacy
materials, with them. Rural-based distance
in-service education teachers
invariably write all their assignments in
blue-ballpoint pen, while
their Maintown peer students may turn in
beautiful computer-generated
pieces. The former students may not
have had any instructional
history of writing developed expository
text. Indeed, they may have
to learn very quickly, when their (teacher)
college qualifications allow
them access to graduate routes at university.
There are constraints and
affordances inherent in mediational means,
and actions associated with
them: very well appointed Maintown
schools provide many affordances.
However, the lack of imagination of
many teachers acts as a
constraint on the mediational means that are
available. On the other
hand, imaginative teachers are extremely highly
sought-after. Teachers may
be allowed some licence to innovate, so for
example, children might
have the benefit of a trial multiple
intelligences programme.
Conversely, some teachers may regard innovations
such as computer-assisted
learning as constituting a constraint on
developing their creative
thinking and writing. In Ntsha Tsela,
teachers may find that the
innovative methods they learned in college are
frowned upon by older, harassed
teachers, and the exigencies of the
situation my lead them to
resort to what Hawes (1979) calls “survival
teaching”, where teachers
end up teaching as they were taught.
Children may be regarded
as skivvies and school time used for
children to clean classrooms,
for example. The Ntsha Tsela home
environments provide virtually
no affordances because there are few
literacy events which can
be carried into the school situations.
Caregivers are likely to
regard education as the sole responsibility of
the school, feeling disempowered
by their own lack of formal education.
In this way, a lack of mediational
means is a significant constraint. A
family may spend the evening
pouring over a formal document such as
an application form (attested
by Heath, and observed locally,
McNamara, 1998), or alternatively
watch the television for three hours
at a time, with infrequent
individual verbal contributions sinking without
response into the family
consciousness (McNamara, 1998).
Authoritarian filtering
of downward information in Ntsha Tsela schools
means that classroom teachers
may remain ignorant of new projects or
innovations (Macdonald 1990c).
Power and authority operate
in very different ways in these two context
types. In Maintown situations,
teachers are seen as the symbols of
authority in terms of their
knowledge, and access to other forms of
knowledge. Printed
media and educational technology too, carry the
same authority. Traditionally,
state educational structures have not
been regarded with any respect,
but as the long arm of the state. The new
educational structures have
not been seen to be worthy of respect. In
a very different way, the
Ntsha Tsela teacher in herself is seen as the
base and font of all knowledge,
more so than the printed media.
However, in secondary schools,
textbooks carry more authority than the
teacher does. In general,
Ntsha Tshela teachers were seen as
products of an inferior
state system, and then teachers turned against
the state in a new union.
Their relationship with the new structures is
ambivalent, because posts
are constantly at risk. The morale of
teachers in the townships
is very low; teachers in the primary schools
resent teachers from secondary
schools filling the promotion posts in
their schools while they
(the secondary teachers) have no training or
experience at the primary
school level. Since corporal punishment is
now outlawed, teachers have
to resort to novel ideas for asserting
their authority; covert
practice is corporal punishment is rampant. In the
consultation leading up
to the promulgation of The Schools Act, all
stakeholder groups were
concerned about the abolition of corporal
punishment, since it is
a common feature of South African life.
THE FETISH OF THE ZONE
OF PROXIMAL DEVELOPMENT
The Crocodile-Jaws Definition
There seem to be at least
two generally circulating, accepted
definitions of the ZPD.
They each have implications, specific to them,
which may be drawn out,
and are therefore worthwhile dealing with in
turn. The first is
the most familiar one (Vygotsky, 1978, p. 86): “...
the zone of proximal development
... is the distance between the actual
developmental level as determined
by independent problem solving
and the level of potential
development as determined through problem
solving under adult guidance
or in collaboration with more capable
peers”.
The passage in question
appeared in a stenogram of a lecture
delivered by Vygotsky shortly
before his death and published
posthumously. Reading the
quotation in the context provided for us by
Van der Veer and Valsiner
(1994b), it is interesting that Vygotsky
spoke of the idea as if
he were applying an already existing concept
and simply at that point
inserting a clear definition of the term in
the course of his lecture.
The editors of Mind and Society inserted it
directly into the text,
and therefore gave it a status it did not originally
have.
The word “competent” is
apparently more aptly translated as “intelligent”,
which throws us into a different
discourse, to which I shall not refer
here. This first definition
has more recently been referred to as
unassisted versus “peer-assisted”
or “other-assisted” performance, and
included is also the idea
of “intelligent imitation”. This last term
refers to learners carrying
out actions which they do not yet fully understand,
with the implication that
this action, in and of itself, aids the
development of understanding.
Taken at face value, Daniels
(2001) points out that this whole notion
is simplistic, and that
it seems to imply a straightforward process: put
together, a child and a
more able peer, the latter will mediate the
former through a problem
in some kind of natural or automatic way. The
situation is most unlikely
to work out this way: for example, this
simplistic scenario does
not take into account factors such as learner
resistance. In the case
of learner resistance, then the learner is
unlikely to move to her
new “level of actual development” (the top part of the
zone of proximal development
changes from the previous “potential
level” to the new “actual
level”). Wertsch’s (1998) ideas of “mastery”
or “appropriation” are helpful
here; mastery speaks to the ideas of
learning the skills, and
it is certainly possible to master these in a
most superficial way. The
situation I have in mind is rote learning of
algorithms, which might
easily be forgotten once a target test or
examination is over; more
worrying is the apparent problem solving
ability which fails when
students face a problem in a slightly
unfamiliar format (Gardner
1991). The notion of mastery has to be explained in its
most challenging configuration:
the ability to transfer problem-solving
skills to unfamiliar contexts.
However, for the moment, we move on.
Learner resistance may possibly
lead to mastery of a superficial kind,
but if the learner does
not identify with the values of the teacher,
then appropriation-making
it one’s own, will not occur. Put another way, we
could say that the concept
has not been internalised in all its
aspects.
Wertsch is keen to avoid
any connotations of a different inner and
outer aspect in using these
two terms (but see the section below for a
further discussion of internalisation).
Wertsch’s (1985) ideas of
“situation definition” and “intersubjectivity”
help us to nuance further
this first definition. We need then to be
able to explain what it
means for the teacher and learner to have the same
situation definition.
Speculatively, the learner must have a clear
idea of the task demands,
including its goal and subgoals; some idea of the
tasks demands of the task,
in terms of the skills, would also be
required. To this
I would add that the dyad must also share the same
motives, goals and values
about the intrinsic worth of the task and
possibly, about its current
relevance. Motivation to do the task (although global
motivation to even attempt
some tasks may be necessary) is not sufficient on its
own for the successful execution
of the task.
Moving from the “spontaneous”
to the “scientific”
There is another explanation
of the ZPD which has pedagogical
implications, in a different
direction. Kozulin (1990) prefers to talk
of the ZPD as the ‘zoped’,
and he is not concerned with the more able and
less able in a problem-solving
dyad: i.e. the crocodile-jaw version, I
like to say. As a complete
contrast, we are now concerned with the
difference between spontaneous
and scientific concepts, concepts
which have a very good Vygotskian
source. Spontaneous concepts are
those which children, and
by extension, adults, in an informal learning
situation, learn about things
in the immediate environment in a
non-conscious way-hence
their being spontaneous. We find them
difficult to inspect in
a conscious, willed way, and each concept may
be relatively free-floating
in relation to our other spontaneous concepts.
These concepts are typical
of childhood, and also of preliterate
children, and by implication,
of non-literate people. The latter,
though, may have highly
developed systematic concepts of co-operation,
worldview and so on, which
was not the subject of early research. To
get back to the classic
focus: spontaneous concepts are to be
contrasted with scientific
concepts, which are systematic, constructed
in a conscious way, and
available to introspection and comparison.
Scientific concepts are
typically constructed in a formal learning
situation, including subjects
such as science, geography, history and
even literacy itself (Smyth,
2002). For Kozulin then, the movement
between spontaneous and
scientific concepts happens within the
zoped, and with the aid
of the teacher. There is still the notion of
the potential level being
the level being reached; but this time, it is
characterised by the advent
of a scientific concept.
If one is still hooked into
the crocodile-jaw image, then the
implication is that that
scientific concept becomes the next actual level
which must then paradoxically
be, become, or be regarded as a
spontaneous concept. This
cannot be, and is probably not what is
intended by Kozulin. His
levels may well float very far apart indeed.
However, it would be good
to have some notion of developing scientific
concepts: while they might
repeatedly have to be rescued out of the jaws of
alternative conceptions
during their development, teachers might be
grateful to be able to signal
benchmarks of understanding.
Indigenous Pedagogy
In the larger community,
knowledge (of the school type) is regarded as
a commodity; the more knowledge
you have the more power you have.
There is an historically
bound belief that academic learning is the
highest good; perfectly
ordinary people would like their children to go
to study at universities
overseas. So, the idea is for teachers to try to
teach as much knowledge
as possible. But the question of the
language medium is pertinent
here: for historical and practical
reasons, teachers are expected
to teach through the medium of English, pretty
much all the way through
school. However, most children in the country
are very isolated from mother
tongue speakers of English. By extension
then, knowledge is profoundly
decontextualised-it is far from the
children’s experience, and
expressed in a language, the immediate
connotations and wider resonances
of which are hid from both teacher
and child; it may be said
that it has no personal significance for the
children.
This non-comprehending form
of school learning is universally
denounced; and, it must
be readily acknowledged, the radical form is
no longer practised at township
schools, but that represents only about
5% of schools’ practice.
Under what conditions would
teaching-learning patterns change?
For one thing, if the teacher
is supposed to be the repository of all
knowledge, and the children
do not have books of their own, this is
going to continue a measure
of resistance. In innovations, teachers
are reluctant to be seen
with their heads in a book; one way of obviating
this difficulty is to have
the children’s book literally embedded in
their Teacher’s Edition,
and in it, handily, are answers to the questions
which are posed for the
children. Ask children to think about a process, or
speculate about possible
answers means that the teachers have to
have possible answers provided
for them: they are otherwise
completely unlikely to ask
these questions themselves. Because, the
teacher must know what the
children might say; because, for the
teacher not to know, represents
an unbearable loss of face. The small
changes that are made possible
here are made only in a very small
number of books. Books that
are more traditional allow teachers to
make summaries of the information
in the text, and to give the children
notes. When the children
learn the notes, the destiny of these is to
become inert knowledge not
really any better than the oral knowledge
described above. W(h)ither
trunks and branches?
Generative knowledge, where
aspects of what one know can be
combined in different permutations
for different purposes, is regarded
as the most desirable alternative
to inert knowledge. The features of
this would seem to be having
access to the internal structures of that
knowledge, and understanding
the way in which it could be
differentiated or integrated
with other knowledge, to the end of
creating or constructing
something new (whether that be a new concept or
application). This would
seem to be what Vygotsky (1962/87) had in
mind when he referred to
“scientific” concepts. These would be taught
with a high degree of awareness;
more recently termed metacognitive
awareness (knowledge of
cognition), or perhaps an epistemic stance,
i.e. what do we know, how
do we know it. However, it could be argued
that the notion “scientific
concepts” does not necessarily constitute
the full capacity for problem
solving so sought after in today’s learners.
INTERNALISATION
A necessary part of the
theory
For Vygotsky, internalisation
takes part with the confluence of the
social and the natural,
specifically, when in early development, speech and
practical action converge.
His very well known claim (1962/1987) is
that when speech-language
become internalised, it is abbreviated: it
become abbreviated by the
very process of internalisation. There is
however, always his balance
between the natural (biological) and the
social during the process.
Only at a certain level of internal development
of the organism does it
master cultural processes. After mastering
the structure of an external
method, he tries to construct the inner
schemes by using signs and
former knowledge. The child solves an inner
problem by means of exterior
objects. The structure of an external
method combines processes
of memorising mnemotechnically,
comparisons, and logical
operations-and this is not an outward,
ready-made creation. This
structure originates inwardly, so it cannot
be forced from outside because
it originates inwardly; however, it is
modelled by the influence
of external problems and signs with which the
child operates. After the
structure comes into being, the subject
changes internally, this
being an example of the genetic relationship
between the structures of
cultural reasoning and behaviour (Vygotsky
1929).
Vygotsky’s (1962) early conceptions
can show rather elegantly, how
cognitive development is
intrinsic to the dynamic of society (Moll
1984). In the first
stage, the word must have an objective meaning
established in the course
of cultural history. Then, the objective
connection between the words
and what it refers to must be functionally
utilised by the adult in
interaction with the child. Finally, the child
internalises the semantic
aspect of the words (the child learns what it
means) (Vygotsky 1962 in
Moll 1984:52).
Therefore, consciousness
and self-awareness are seen as the end
result of activity, rather
than just an extension of a natural process
originating in human biology.
The direction is therefore from action to
thought. Higher mental functions
are created through activity. (Kozulin
1990) Internalization and
the use of signs alters our essential nature; in
accordance with maturation
we construct forms, internalise connections
and act in a goal-directed
manner. The process of internalization
involves changing the mode
of operation of lower mental functions, for
example, memory. However,
human social forms are more complex
and advanced; they undergo
a transition from external forms when they
are mediated by the social
and are only executed inside, to their
internalised form, when
the aspect of activities are integrated inside our
psychological apparatus
(Kozulin 1990).
The essentials of Vygotsky’s
position could be summarised in the following way. The specific mechanism
is the mastery of external sign forms,
and the external reality
is a social interactional one. The internal
plane of consciousness takes
on a quasi-social nature, specifically
because of its origins (Wertsch,
1985).
We take the classic Vygotskian
point that it is important to study the
interpsychological origins
of egocentric speech, because its
self-regulative capacities;
this would seem to be a key to studying the
role of the transition
from interpsychological to intrapsychological
functioning ( Wertsch, 1979).
A faithful neo-Vygotskian
has taken his ideas along the same vector.
Gal’perin (in Arievitch
and Van der Veer, 1995) contends that the
processes underlying the
internalisation concept can be construed
without creating a false
impression of dualism (see below). He
maintains that mental actions
are key components are key components
of psychic functioning.
Insofar as these actions are mental, South
African psychologists would
see a consonance with Piaget, who is
careful to point out that
actions on objects may be internal or
external, the latter being
most characteristic of sensorimotor functioning. For
Gal’perin, these actions
are formed and are part of an external
activity in accordance with
relations of external objects in a realm of activity
(Arievitch and Van der Veer,
1995).
These activity relations
determine properties and the objective content
of psychic actions, so psychic
activity occurs with the individual, and so
internal processes accompany
the external realisation of objective
content. Gal’perin’s concepts
imply a transformation of certain forms of
external activity into other
forms. Compared to Wertsch’s (1998)
“appropriation” and “mastery”,
internalisation refers to the formation of
human ability to operate
with non-sensory properties of objects. So, the
social construction of the
human mind is an important aspect of this
account. We take Gal’perin’s
account to be the most orthodox
extension of Vygotsky’s
thinking, but wonder at what his conception of
thought as abbreviated inner
speech would be.
Extensions and contentions
Daniels (1993, 2001) makes
what for South Africans (e.g. Miller 1984),
is a very important point.
It is impossible to reduce an explanation of
social processes to principles
that apply to individual psychological
phenomena, or, to explain
them as direct, internalised copies of social
interactional processes.
Rather, there are dialectical relations
between the social and individual
levels, which allow for different levels of
explanation, without the
direct reduction of the one level to the
other. So, by extension,
the active social positioning of the child within a
particular practice may
be seen as part of the process of the construction
of the context itself.
Moll (1994) points out that
mediation has independent properties that
give form to the relationship
between a child and a mediator; mediation
generates a set of developmental
processes in the child’s mind, but
does not, of itself, produce
or contain the underlying psychological
principles that make possible
development.
It may be contended that
Vygotsky stops short of a real explanation of
the process of internalization
on an individual level. Lawrence and
Valsiner (1993) have attempted
to do this. They see internalisation as
going through a process
of transformation of semiotic material
imported (sic) from the
social world into personally constructed
subjective experiences.
Crucially, the explicit analysis of
internalisation as constructive
transformation makes it possible to
understand the uniqueness
of personal subjective worlds and their social
intersubjective developmental
roots. Certainly this accords with the
notion of constructivism,
and the “models” which children build in
their heads, and their teachers
attempt to “remodel” in their attempts to
understand children’s thinking
(Von Glasersfeld, 1987). In classic
Vygotskian terms, the “internal
speech” certainly has novel
characteristics. As Lawrence
and Valsiner (1993) further put it: these
new meanings are stable
and a socially shared entity becomes the
basis for bi-directional
person-society mutual transformation. This
conceptualisation allows
us to describe the non-determination of the
individual by the social
and vice-versa, allowing too, for the
possibility of novelty and
change, rather than simply reflecting a
transformation rather than
a transmission view of speech and knowledge.
Perhaps because of the relative
brevity of the classic Vygotskian view,
there have been criticisms
of a possibility of a dualism intrinsic to it.
Perhaps (Arievitch and Van
der Veer 1995), the internal and external
should be reconceptualised.
One way round the difficulty is simply to
avoid these concepts altogether
as Wertsch (1993) has done; he has
turned to the concepts
of mastery and appropriation instead-concepts
that we used in the section
on mediation. The word “internalise” should
be replaced by “master”
because it does not have connotations of
being both internal and
external: “mastery” may be seen to involve the
psychological process in
human action. Another conception, by Dean
(1994), is that internalisation
should incorporate an individual social
dynamic, a joint construction
of mind, and a process of intellectual
development incorporating
both instinctual and affective components
into its fabric.
Wertsch (1995) in commenting
on the work of Arievitch and Van der
Veer (1995) and Gal’perin,
points out that “mental actions” and
“mastery and appropriation”
do not have to be interchanged. He
contends that we do not
know if mental processes are “inside” or
“outside” the individual;
but it is very nearly impossible to use an
internal-external distinction.
So, perhaps, instead of considering
internalisation in relation
to a single general phenomenon, it may be
better to consider it in
terms of a range of phenomena. Thus, we would
not have to choose between
the notion of internalisation as forms of
action on the one hand,
and as abbreviated inner speech on the other.
By extension, mastery and
appropriation are not necessarily in
competition with these earlier
two conceptions.
A further criticism of Vygotsky’s
notion is that it is too concerned
with the individual, at
the expense of the idea of “participation” (Matusov,
1998). Vygotsky’s notion
of internalisation suggests that higher-level of
psychological phenomena
are a transformation of social activities,
functions and relations
into individual ones. Insofar as this is true,
Matusov (1998) sees this
view are overemphasising solo activity and
individual skills at the
expense of joint activity. This view seems to him
to be ethnocentric-it privileges
the mastery of solo activity as the crux of
human development, neglecting
a participation model, which may be
just as important. Participation
might well be more important to
communally oriented communities
who emphasise learning by
observation and imitation.
“Participation” focuses on the togetherness
of the concepts of the social
and the psychological, leading to a notion
of the transformation of
participation: however, Vygotsky’s perception
of internal structures as
deriving from social relations would seem to
mitigate this criticism.
Matusov would prefer a “participation” rather
than an “internalisation/zone
of proximal development” orientation. It
seems, from the modes of
being described in the literature that both these
orientations would be accurate,
depending on the type of learning being
described, and that perhaps
we do not have to choose between them.
Certainly, in terms of formal
learning, the notion of development of
individual agency, their
social and cultural origins, and individual
learning using physical
and semiotic tools seems to be apt.
Nevertheless, Matusov prefers
the “participation” model, which he feels
represents the mutual constitution
of the social and individual (the
cornerstone of cultural
psychology). Notwithstanding this, Vygotsky’s
conception does not preclude
this, and it may be a matter of admitting
the centrality of the notion
of co-constitution, but focussing on the type
of learning in question,
and therefore not necessarily being criticised for
the moment under observation.
After all, even the more individualistic
orientation carries within
it the notion of re-creation of ideas by the
individual. One may
further argue that even decontextualised thinking
actually has a context of
thought, and that this thought-in-context has
therefore got a singularly
social aspect as well, despite a common
sense view of it as individualistic
thought.
SOCIAL PRACTICES, AGENCY
AND THE INDIVIDUAL
We may say then that human
actions and social practices become
intelligible only be reference
to the beliefs and desires of intentional agents.
So, from the point of view
of the researcher, in looking at actions and
practices we may be partly
able to access these beliefs and desires,
and if they are “experience-far”
to the people being researched, then
we might resort to “rational
reconstruction”, saying, for example,
“What would a person/people
have had to be thinking about to have
had to act in that way?”
Social practices and individual
agency
Remembering that these terms
are analytically separable, we can and
must ask about their relationship:
how do they serve each other and
make each other up? Other
questions include: Why do individuals pass
on their traditions?
What goals are accomplished by this? Why do
we care about upholding
traditions? While asking these questions,
we note that “passing on”
and “upholding” are in empirical
and theoretical tension
with “neglecting”, “flouting” and the dynamics
of “change”. The multiple
relationships between the self, tradition,
human agency and morality
must be analysed in greater detail- but not here,
and not now.
The terms “possibilities”
and “constraints” might be more happily be
replaced by “preferences”
and “constraints”, but for a short moment, we
might look at moral ends
as self-defining existential issues. Personal
boundaries are issues about
what is me and not me; gender identity is
constituted by issues about
what is female and male; co-substantiality has
to do with issues about
what are my kind and not my kind; hierarchy has to
do with questions about
why we share unequally in burdens and benefits of
life; and finally, community
has to do with issues concerning what the
proper relationship is between
what I want to do, and what the community
wants me to do.
In this modulation of theory,
the unit of analysis of mediated action in
context is laid aside for
the moment, while we look at a unit of analysis
which allows for more theoretical
articulation of both internal and external
aspects of action.
Turning from Wertsch to Shweder, we say for now,
that human action is a joint
product of “preferences” and “constraints”
mediated by human agency
(will) and logic of rational choice (means-and-ends,
uses-and-tools, motivation).
Preferences seem in some sense to be
internal, including as they
do, ends, goals, values, tastes, desires, and
ideals-although of course,
these may well be socially shared or even
socially distributed. The
constraints seem to be more objective (or
objectified), but may well
also be individual and social-means,
information, technology,
resources, causal beliefs, abilities, and dispositions.
Preferences and constraints
are both individual and social aspects, and
subjective and objective
aspects to them (so the traditional antinomies of
which cultural psychology
is sceptical of, are once again happily blurred.)
This account is potentially
very fruitful, because as we begin to give an
account of aspects of preferences
and constraints (and surely, how they
interact together) we get
a more human-faced notion of culture than merely
possibilities and constraints.
On the other hand, we are also enabled to
enter contextual issues
into our description. And these issues must stand in variable relation
with each other, although speculation about these must
be reserved on this occasion.
One example may serve to
get us going: let us say that I value learning
very highly, and that my
ideal is to study at university; however, the lack
information at my disposal
about what to study in order to qualify for
a particular course is further
vitiated by an overblown belief in my own
abilities. Viewed this way,
academic support and academic
development can clearly
be analysed within a theory of cultural
psychology. At the
same time, the importance of vocational guidance
within rural educational
settings is also indicated.
But cultural psychological
explanatory tools are not limited to this
situation: let us say that
children are highly valued in my culture, but
virginity is no longer strictly
enforced before sexual activity takes place.
I want to have children,
but before I can give birth to one I contract
HIV/AIDS. My partner believes
that intercourse with a virgin will cause him
to lose this sero-status,
and he may go off to have such intercourse. I am
left with the baby and the
diagnosis. His family, whom I meet later, blame
me for my partner’s death.
This latter example, especially,
is very close to the hearts of many South
Africans. There is however,
still an enormous amount of denial in the
community about what is
now a pandemic. It has not fallen to my lot yet to
work with motive and beliefs
of school-children in relation to sexual
practices. My ongoing concern
is with the teaching-learning
experiences of rather young
children.
At the beginning of the
paper a promise was made about looking at the
interaction between theory
and practice: my own orientation has been
the need to find a framework
for adequately capturing truly unique
educational practices.
The productivity of sociocultural historical psychological
theory for doing this may
have been illustrated.
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Carol
Macdonald was born in South Africa in 1953. She studied at the
University of the Witwatersrand
(MA), the University of Reading (MA),
and Edinburgh University
(Ph D), during which time she was working on
children's language and
thinking. She moved from developmental psycholinguistics
to a closer focus on socio-cultural
historical psychology on her return from
Scotland in 1983.
She now works on language and culture-cognition
issues in disadvantaged
education. She is a Senior Lecturer in the School of
Education, University of
the Witwatersrand, Johannesburg.
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